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As your fiduciary team, we will work diligently to assist you in realizing the financial opportunities available to you, and to reinforce and build upon the financial strengths that you currently have in place.
We shall act as a fiduciary to our clients, placing their best interest above that of the financial planner and the firm. We shall honor our duty of loyalty to our clients. We shall uphold our duty to follow client instructions and comply with all objectives, policies, restrictions, reasonable and lawful directions, and other terms within our client engagement.
ACT WITH HONESTY, INTEGRITY, COMPETENCE & DILIGENCE
We shall offer and provide professional services with honesty, candor and integrity. We shall provide services to clients competently and maintain the necessary knowledge and skill to continue to do so in those areas in which we are engaged. We shall act diligently by responding to our clients in a timely and thorough manner.
EXERCISE DUE CARE
We shall act with the care, skill, prudence and diligence that a prudent professional would exercise in light of our client’s goals, risk tolerance level, personal objectives, and financial circumstances.
AVOID OR DISCLOSE AND MANAGE CONFLICTS OF INTEREST
We shall fully disclose any and all material conflicts of interest that could affect our professional relationships and obtain client consent prior to providing any financial advice. We shall adopt and follow business practices reasonably designed to prevent any material conflicts of interest from compromising our ability to act in our client’s best interest.
MAINTAIN CLIENT CONFIDENTIALITY AND PROTECT PRIVATE CLIENT INFORMATION
We shall not disclose any confidential client information without specific consent of the client unless in response to proper legal and enforcement purposes. We shall take reasonable steps to protect the security of non-public personal information both physically and electronically.
ACT IN A MANNER THAT DISPLAYS PROFESSIONALISM
Our conduct in all matters with clients, prospective clients and fellow colleagues shall reflect a credit upon the profession. We shall treat others with dignity, courtesy and respect.
All investing involves risk including the potential loss of principal. No investment strategy can guarantee a profit or protect against loss. Past performance is no guarantee of future results.